Job description
Supports the Regional FCC transaction monitoring and screening framework appropriate to the Region's Anti Money Laundering (AML)/Combating financing Terrorism (CFT) risks. In addition he/she will be providing support in the implementation of FCC operational risk framework, FCC projects in country and responding to AML inquiries internally and externally.
Key Roles and Responsibilities
Overall Responsibilities
* Ensure that regional significant investigations are concluded internally and externally where relevant
* Accountable for regional level case management data entry and assurance and escalating significant issues to Senior Manager, FCC Controls
* Manage alerts/cases/Suspicious Activity Reports (SARs) as part of transaction surveillance (TS) in Detica
* Manage alerts from customer match reports (CMR) and dynamic risk rating and escalation to region
* Perform Quality Assurance (QA) on CMR alerts closed by Country FCC along with QA on TS cases closed by Country FCC.
* Manage escalations from the business
* Manage escalations based on customer screening alerts
* Help provide training on TS and respond on a timely basis to queries from the stakeholders involved i.e. colleagues in Chennai and the Business;
* Review and understand (gaining expert knowledge in the process) of country laws and regulations
* Develop technical knowledge of systems to enable review of data mapping etc and work closely with country Business / Compliance teams and Chennai AML technology teams;
* Support Senior Manager, FCC Controls in developing controls and procedures relating to TS, customer screening and suspicious activity reporting. Support the operation of such controls and procedures and keep the procedural manual up to date;
* Undertake quality assurance role of transaction surveillance & customer screening to identify suspicious activities and assist in preparation of SAR filing where necessary;
* Manage production orders escalated to Country FCC
* Investigate alerts generated from FCC system or staff escalation
* Report where appropriate to the relevant authorities
* Propose risk management responses in relation to clients subject to findings of concern from investigations
* Assist and advise junior members of the team on FCC matters and investigations.
* Ensure names are added to the watch lists on a timely basis
* Manage Credit card monitoring alerts
* Assist in dealing with cases coming in and being sent via the Intel Exchange process
* Dealing with Customer Sanction Review alerts
Leadership and Management
* Manage an integrated process including work by analysts in the Group's Shared Services Centres
Knowledge Development and Information Management
* Share high profile cases with Senior Manager, FCC Controls and Head of Financial Crime Intelligence Unit to develop typologies and other materials to improve controls
Stakeholder Relations
* Group Technology Operations
* Operational Risk
Qualifications and Skills
Technical Competencies
Click on THIS link to apply.
Supports the Regional FCC transaction monitoring and screening framework appropriate to the Region's Anti Money Laundering (AML)/Combating financing Terrorism (CFT) risks. In addition he/she will be providing support in the implementation of FCC operational risk framework, FCC projects in country and responding to AML inquiries internally and externally.
Key Roles and Responsibilities
Overall Responsibilities
* Ensure that regional significant investigations are concluded internally and externally where relevant
* Accountable for regional level case management data entry and assurance and escalating significant issues to Senior Manager, FCC Controls
* Manage alerts/cases/Suspicious Activity Reports (SARs) as part of transaction surveillance (TS) in Detica
* Manage alerts from customer match reports (CMR) and dynamic risk rating and escalation to region
* Perform Quality Assurance (QA) on CMR alerts closed by Country FCC along with QA on TS cases closed by Country FCC.
* Manage escalations from the business
* Manage escalations based on customer screening alerts
* Help provide training on TS and respond on a timely basis to queries from the stakeholders involved i.e. colleagues in Chennai and the Business;
* Review and understand (gaining expert knowledge in the process) of country laws and regulations
* Develop technical knowledge of systems to enable review of data mapping etc and work closely with country Business / Compliance teams and Chennai AML technology teams;
* Support Senior Manager, FCC Controls in developing controls and procedures relating to TS, customer screening and suspicious activity reporting. Support the operation of such controls and procedures and keep the procedural manual up to date;
* Undertake quality assurance role of transaction surveillance & customer screening to identify suspicious activities and assist in preparation of SAR filing where necessary;
* Manage production orders escalated to Country FCC
* Investigate alerts generated from FCC system or staff escalation
* Report where appropriate to the relevant authorities
* Propose risk management responses in relation to clients subject to findings of concern from investigations
* Assist and advise junior members of the team on FCC matters and investigations.
* Ensure names are added to the watch lists on a timely basis
* Manage Credit card monitoring alerts
* Assist in dealing with cases coming in and being sent via the Intel Exchange process
* Dealing with Customer Sanction Review alerts
Leadership and Management
* Manage an integrated process including work by analysts in the Group's Shared Services Centres
Knowledge Development and Information Management
* Share high profile cases with Senior Manager, FCC Controls and Head of Financial Crime Intelligence Unit to develop typologies and other materials to improve controls
Stakeholder Relations
* Group Technology Operations
* Operational Risk
Qualifications and Skills
Technical Competencies
- Competency: Proficiency Level
- Execute Compliance Governance, Frameworks and Models
- Partner with the business to make decisions based on the knowledge and interpretation of current and possible future policies, practices, trends and information of financial crime
- Intermediate
- Implement Identification, Monitoring, Testing, and Reporting
- Resolve suspicious activity alerts (SARs)
- Advanced
- Manage and Mitigate Risks
- Conclude investigations of non-compliant activities
- Advanced
- Manage FCC Regulatory Relationships
- Partner with legal counsels for matters regarding individual liability and country
Click on THIS link to apply.
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